-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FxLsMvW5NNG0L7Uwh2FFv08Ipz5j+v4diGRAVC4a0SlY2A0Zh3BUa0b2RDvyWjUK wd5O4ux5ZrgGzmItgXKzgw== 0000950130-01-000504.txt : 20010205 0000950130-01-000504.hdr.sgml : 20010205 ACCESSION NUMBER: 0000950130-01-000504 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED RENTALS INC /DE CENTRAL INDEX KEY: 0001067701 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 061522496 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54791 FILM NUMBER: 1520549 BUSINESS ADDRESS: STREET 1: FOUR GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036223131 MAIL ADDRESS: STREET 1: FOUR GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06830 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRADLEY S JACOBS CENTRAL INDEX KEY: 0001054518 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 350 ROUND HILL RD CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2036223131 SC 13G 1 0001.txt FORM 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* UNITED RENTALS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 911363 10 9 - -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) - ----------------------- ------------------- CUSIP NO. 911363 10 9 13G Page 2 of 6 Pages - ----------------------- ------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS(ENTITIES ONLY) Bradley S. Jacobs - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2. (a) [_] (b) [X] - -------------------------------------------------------------------------------- SEC USE ONLY 3. - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4. United States of America - -------------------------------------------------------------------------------- SOLE VOTING POWER 5. NUMBER OF 17,943,343 SHARES ------------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6. OWNED BY 0 ------------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7. REPORTING 17,943,343 PERSON ------------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8. 4,093,572 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9. 22,036,915 - -------------------------------------------------------------------------------- CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10. [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11. 27.6% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12. IN - -------------------------------------------------------------------------------- 2 - ------------------------ --------------- CUSIP NO. 911363 10 9 13G Page 3 of 6 - ------------------------ --------------- Item 1 (a). Name of Issuer: United Rentals, Inc. (the "Company") (b). Address of Issuer's Principal Executive Offices: Five Greenwich Office Park, Greenwich, Connecticut 06830 Item 2 (a). Name of Person Filing: Bradley S. Jacobs (b). Address of Principal Business Office or, if none, Residence: c/o United Rentals, Inc. Five Greenwich Office Park Greenwich, Connecticut 06830 (c). Citizenship: United States of America (d). Title of Class of Securities: Common Stock (e). CUSIP Number: 911363 10 9 Item 3. Identification of Persons filing pursuant to Rules 13d-1(b), or 13d- 2(b) or (c): Not Applicable Item 4. Ownership. (a). Amount Beneficially Owned: Bradley S. Jacobs (a founder of the Company and its Chairman and Chief Executive Officer) beneficially owns (as of December 31, 2000) an aggregate of 22,036,915 shares of Common Stock. These shares are comprised of (i) 10,393,343 outstanding shares held by Mr. Jacobs or by limited liability companies which he controls, (ii) 5,000,000 shares that may be acquired pursuant to currently exercisable warrants held by Mr. Jacobs or by limited liability companies which he controls, (iii) 2,550,000 shares that may be acquired pursuant to currently exercisable options (or options that will become exercisable within 60 days of December 31, 2000) held by Mr. Jacobs and (iv) 2,800,714 outstanding shares held by others and 1,292,858 shares that others may acquire pursuant to currently exercisable warrants held by them. As described in the following paragraph, Mr. Jacobs has certain contractual rights to control the disposition of the shares held by others described in clause (iv) above and, consequently, is deemed to be a "beneficial owner" of such shares for purposes of Rule 13d-3 of the Securities Exchange Act of 1934. Prior to the Company's initial public offering, the Company sold shares and warrants to certain of its officers and employees. These securities are referred to as the "Private Placement Securities." The shares and warrants described in clause (iv) of the preceding paragraph are 3 - ------------------------- --------------- CUSIP NO. 911363 10 9 13G Page 4 of 6 - ------------------------- --------------- Private Placement Securities held by certain officers or employees of the Company. Each holder of these securities has entered into an agreement with Mr. Jacobs and the Company which provides that (1) if Mr. Jacobs (or any other person or entity which Mr. Jacobs may designate as his affiliate for purposes of the agreement) sells any Private Placement Securities that he beneficially owns in a commercial, non-charitable transaction, then Mr. Jacobs is required to use his best efforts to sell (and has the right to sell subject to certain exceptions) on behalf of each such holder a pro rata portion of each such holder's Private Placement Securities at then prevailing prices. Such provision terminates, depending on the individual, in September or October 2002. (b). Percent of class: 27.6% (c). Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 17,943,343 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 17,943,343 (iv) Shared power to dispose or to direct the disposition of: 4,093,572 Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. As described under Item 4 above, for purposes of Rule 13d-3 of the Securities Exchange Act of 1934, Mr. Jacobs is deemed to be the "beneficial owner" of certain securities held by others. Mr. Jacobs has no pecuniary interest in these securities and, accordingly, any dividends paid in respect of, and all proceeds from the disposition of, these securities held by others will be paid to the record owners of these securities. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. 4 - ------------------------- --------------- CUSIP NO. 911363 10 9 13G Page 5 of 6 - ------------------------- --------------- Item 9. Notice of Dissolution of a Group: Not Applicable. Item 10. Certification: Not Applicable. 5 - ------------------------- --------------- CUSIP NO. 911363 10 9 13G Page 6 of 6 - ------------------------- --------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 30, 2001 /s/ Bradley S. Jacobs ---------------------------------- Bradley S. Jacobs 6 -----END PRIVACY-ENHANCED MESSAGE-----